||0 of 0 people found the following review helpful.| Useful|By S. Johnson|Useful, concise advice for financial advisors. This goes beyond compliance to explain how to organize your business to protect it from frivolous lawsuits and other perils.|5 of 5 people found the following review helpful.| Physician - Heal Thyself|By David L. Creger|Financial advisors and professional ins||A lively, informative guide...an essential addition to your professional library. -- Thomas W. Johnson, Executive Editor, Financial Planning Magazine||"Katherine Vessenes has written a lively, informati
This is the benchmark book for building client relationships, growing a practice, and avoiding litigation--written in association with the world's leading organization for financial services professionals. Audience: Broker-dealers and their home-office personnel, registered reps, accountants, tax advisers, insurance agents and insurance companies, wire houses, fee and commission planners, attorneys, trust officers, estate planners, and development officers in planned-gi...
[PDF.ud60] Protecting Your Practice (Bloomberg Financial) Rating: 4.66 (432 Votes)
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